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Jobs: Compliance / Legal, USA
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Compliance / Regulatory, In-house Legal, Other
NY, NJ, CA, CT, CO, TX, PA, AL, DC, DE, IL, KS, MA
New York City, Jersey City, Stamford, San Francisco, Princeton, Englewood, San Diego, Los Angeles, Naperville, Santa Ana
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1-30 of 73 Jobs Company Location Date
US Company Secretarial Operations Attorney
Macquarie
Salary: Information not provided
USA-NY-New York City 14 Oct
The US Company Secretarial Division is in need of an Attorney in their New York office.
Account Support Executive
Macquarie
Salary: Information not provided
USA-NY-New York City 14 Oct
As a result of growth, we are currently seeking an account support executive in the New York office.
Attorney (Consulting & Software License Agreement negotiation)
Northwest Integrators LLC
Salary: Highly competitive (base...
USA-CT-Stamford 13 Oct
Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology licenses, data provide...
Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
Northwest Integrators LLC
Salary: Highly competitive (Base...
USA-CT-Stamford 13 Oct
We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation...
Vice President (VP) Compliance
Not Disclosed
Salary: $110,000 - $150,000
USA-NY-New York City 13 Oct
Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e...
Chief Compliance Officer
Not Disclosed
Salary: 250,000 - 600,000
USA-NY-New York City 13 Oct
Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A...
Equities Trade Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 13 Oct
Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca...
Director of Compliance
Michael Page
Salary: 180,000-300,000
USA-NY-New York City 13 Oct
Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background...
Chief Compliance Officer/JD Mortgage Servicer
Michael Page
Salary: 200,000 - 800,0000
USA-CA-San Francisco 13 Oct
Multi Billion Dollar Hedge fund has recently launched a mortgage purchasing company as well as a Servicer. They are looking f...
Municipal Bonds - Compliance Officer
Not Disclosed
Salary: $100,000 - $150,000
USA-NY-New York City 13 Oct
Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income...
Sr. Bank Secrecy Act (BSA) Compliance Manager
Not Disclosed
Salary: $80,000 - $135,000
USA-NY-New York City 13 Oct
Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently...
Compliance Analyst
Not Disclosed
Salary: Competitive Salary
USA-CT-Stamford 13 Oct
Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an investment compl...
Corporate Securities Attorney
Susquehanna International...
Salary: Commensurate
USA-PA-Philadelphia 13 Oct
Susquehanna International Group of Companies (SIG) is a global multi-strategy trading and investment firm headquartered in Su...
Dealer Services Associate
BlackRock Inc.
Salary: not disclosed
USA-NJ-Princeton 13 Oct
See job description below
Portfolio Compliance Analyst
BlackRock Inc.
Salary: not disclosed
USA-DE-Delaware 13 Oct
See job description below
Compliance Policies and Procedures Attorney
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 13 Oct
See job description below
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 13 Oct
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 13 Oct
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 13 Oct
See job description below
VP, Compliance Officer
BNP Paribas
Salary: not disclosed
USA-NY-New York City 13 Oct
See job description below
Compliance Manager
Highland Capital Manageme...
Salary: competitive
USA-TX-Plano 13 Oct
Top tier alternative asset management firm seeks experience compliance manager to join prestigious in-house legal team
VP, Securities Lending Compliance Liasion
BNP Paribas
Salary: not disclosed
USA-NY-New York City 13 Oct
See job description below
Manager, US Compliance
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
USA-NY-New York City 12 Oct
A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c...
Compliance Officer: Fixed Income Derivatives
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-CA-San Francisco 12 Oct
Responsible for compliance activities for the U.S. Fixed Income group of a buy side firm
Associate Director Commodities Compliance
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-NY-New York City 12 Oct
Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph...
Compliance Officer / New York
Integrated Management Res...
Salary: 150K+
USA-NY-New York City 11 Oct
Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the management of U.S. compl...
Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
Not Disclosed
Salary: Highly competitive (base...
USA-CT-Stamford 11 Oct
Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage...
Compliance and Testing - BSA / AML
Legend Global Search, Inc...
Salary: $115K - $125K
USA-NY-New York City 11 Oct
BSA/AML Compliance / Auditing / Operations - Financial Service Organization
Vice President - Compliance for US Banking
Legend Global Search, Inc...
Salary: $165K + Bonus
USA-NY-New York City 11 Oct
VP - Compliance - Banking - Global Financial Services Company
Regulatory Filing Group Officer
Legend Global Search, Inc...
Salary: DOE
USA-NY-New York City 11 Oct
Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate
Jobs: Compliance / Legal, USA (1-30 of 73 Jobs)